Anti-Money Laundering and Securities Trading Surveillance

Banks, brokers, dealers and insurance firms are facing more pressure than ever to monitor illegal trading practices and detect potential money laundering transactions. Fines and penalties for non-compliance can run into the millions of dollars.

GRT Corporation has developed compliance knowledge working with Actimize family of products, the industry leader in operational risk software, to deliver Anti-Money Laundering and Securities Trading Surveillance solutions to the financial services market. By combining GRT's expertise in data acquisition, transformation and warehousing with the Actimize platform, clients obtain a comprehensive solution that integrates all of their relevant data into a reliable, easy-to-maintain alerting system.

For Anti-Money Laundering applications, GRT addresses compliance with the recent USA PATRIOT Act and other legislation to help you detect, analyze and report on suspicious transactions in Banking (cash, wire transfers, loans, mortgages), Brokerage (equities, fixed-income, cash) and Insurance (life & annuities).

For Securities Trading applications, GRT applies a wide range of SEC and other rules to equities, fixed income, mutual funds, and derivatives. All types of accounts are included, including customer, employee and proprietary.

To learn more on the benefits of engaging GRT to ensure your Anti-Money Laundering compliance, please contact us